{"id":2104,"date":"2014-06-04T09:00:24","date_gmt":"2014-06-04T13:00:24","guid":{"rendered":"http:\/\/blogs.law.harvard.edu\/pamphlet\/?p=2104"},"modified":"2014-06-03T20:21:20","modified_gmt":"2014-06-04T00:21:20","slug":"how-universities-can-support-open-access-journal-publishing","status":"publish","type":"post","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2014\/06\/04\/how-universities-can-support-open-access-journal-publishing\/","title":{"rendered":"How universities can support open-access journal publishing"},"content":{"rendered":"

To university administrators and librarians:<\/h3>\n\n\n\n\n
\"Shelf<\/a><\/td>\n<\/tr>\n
…enablement becomes transformation…<\/span>
\n“Shelf of journals<\/a>” image from Flickr user University of Illinois Library<\/a>. Used by permission<\/a>.<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

As a university administrator or librarian, you may see the future in open-access journal publishing and may be motivated to help bring that future about.1<\/a><\/sup> I would urge you to establish or maintain an open-access fund to underwrite publication fees for open-access journals, but to do so in a way that follows the principles that underlie the Compact for Open-Access Publishing Equity<\/a> (COPE). Those principles are two:<\/p>\n

Principle 1: Our goal should be to establish an environment in which publishers are enabled2<\/a><\/sup> to change their business model<\/em> from the unsustainable closed access model based on reader-side fees to a sustainable open access model based on author-side fees.<\/p><\/blockquote>\n

If publishers could and did switch to the open-access business model, in the long term the moneys saved in reader-side fees would more than cover the author-side fees, with open access added to boot<\/a>.<\/p>\n

But until a large proportion of the funded research comes with appropriately structured funds<\/a> usable to pay author-side fees, publishers will find themselves in an environment that disincentivizes<\/em> the move to the preferred business model. Only when the bulk of research comes with funds to pay author-side fees underwriting dissemination will publishers feel comfortable moving to that model. Principle 1 argues for a system where author-side fees for open-access journals should be largely underwritten on behalf of authors, just as the research libraries of the world currently underwrite reader-side fees on behalf of readers.3<\/a><\/sup> But who should be on the hook to pay the author-side fees on behalf of the authors? That brings us to Principle 2.<\/p>\n

Principle 2: Dissemination is an intrinsic part of the research process. Those that fund the research should be responsible for funding its dissemination.<\/p><\/blockquote>\n

Research funding agencies, not universities, should be funding author-side fees for research funded by their grants. There’s no reason for universities to take on that burden on their behalf.4<\/a><\/sup> But universities should fund open-access publication fees for research that they fund themselves.<\/p>\n

We don’t usually think of universities as research funders, but they are. They hire faculty to engage in certain core activities \u2013 teaching, service, and research<\/em> \u2013 and their job performance and career advancement typically depends on all three. Sometimes researchers obtain outside funding for the research aspect of their professional lives, but where research is not funded from outside, it is still a central part of faculty members’ responsibilities. In those cases, where research is not funded by extramural funds, it is therefore being implicitly funded by the university itself. In some fields, the sciences in particular, outside funding is the norm; in others, the humanities and most social sciences, it is the exception. Regardless of the field, faculty research that is not funded from outside is university-funded research, and the university ought to be responsible for funding its dissemination as well.<\/p>\n

The university can and should place conditions on funding that dissemination. In particular, it ought to require that if it is funding the dissemination, then that dissemination be open<\/em> \u2013 free for others to read and build on \u2013 and that it be published in a venue that provides openness sustainably<\/em> \u2013 a fully open-access journal rather than a hybrid subscription journal<\/a>.<\/p>\n

Organizing a university open-access fund consistent with these principles means that the university will, at present, fund few articles, for reasons detailed elsewhere<\/a>. Don’t confuse slow uptake with low impact. The import of the fund is not to be measured by how many articles it makes open, but by how it contributes to the establishment of the enabling environment for the open-access business model. The enabling environment will have to grow substantially before enablement becomes transformation. It is no less important in the interim.<\/p>\n

What about the opportunity cost of open-access funds? Couldn’t those funds be better used in our efforts to move to a more open scholarly communication system? Alternative uses of the funds are sometimes proposed, such as university libraries establishing and operating new open-access journals or paying membership fees to open-access publishers to reduce the author-side fees for their journals. But establishing new journals does nothing to reduce the need to subscribe to the old journals. It adds costs with no anticipation, even in the long term, of corresponding savings elsewhere. And paying membership fees to certain open-access publishers puts a finger on the scale so as to preemptively favor certain such publishers over others and to let funding agencies off the hook for their<\/em> funding responsibilities<\/a>. Such efforts should at best be funded after<\/em> open-access funds are established to make good on universities’ responsibility to underwrite the dissemination of the research they’ve funded.<\/p>\n

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\n
    \n
  1. It should go without saying that efforts to foster open-access journal publishing are completely consistent with, in fact aided by, fostering open access through self-deposit in open repositories (so-called “green open access”)<\/a>. I am a long and ardent supporter of such efforts myself<\/a>, and urge you as university administrators and librarians to promote green open access\u00a0as well. [Since it should go without saying, comments recapitulating that point will be deemed tangential and attended to accordingly<\/a>.]\u21a9<\/a><\/li>\n
  2. I am indebted to Bernard Schutz<\/a> of Max Planck Gesellschaft for his elegant phrasing of the issue in terms of the “enabling environment”.\u21a9<\/a><\/li>\n
  3. Furthermore, as I’ve argued elsewhere<\/a>, disenfranchising readers through subscription fees is a more fundamental problem than disenfranchising authors through publication fees.\u21a9<\/a><\/li>\n
  4. In fact, by being willing to fund author-side fees for grant-funded articles, universities merely delay the day that funding agencies do their part by reducing the pressure from their fundees.\u21a9<\/a><\/li>\n<\/ol>\n<\/div>\n","protected":false},"excerpt":{"rendered":"

    To university administrators and librarians: …enablement becomes transformation… “Shelf of journals” image from Flickr user University of Illinois Library. Used by permission. As a university administrator or librarian, you may see the future in open-access journal publishing and may be motivated to help bring that future about.1 I would urge you to establish or maintain […]<\/p>\n","protected":false},"author":2110,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":false,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[2780,618,68],"tags":[],"class_list":["post-2104","post","type-post","status-publish","format-standard","hentry","category-libraries","category-open-access","category-scholarly-communication"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"jetpack_shortlink":"https:\/\/wp.me\/p5pLfN-xW","jetpack-related-posts":[{"id":1866,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2013\/11\/21\/thoughts-on-founding-open-access-journals\/","url_meta":{"origin":2104,"position":0},"title":"Thoughts on founding open-access journals","author":"Stuart Shieber","date":"Thursday, November 21, 2013","format":false,"excerpt":"\u2026 altogether too much concern with the contents of the journal\u2019s spine text\u2026 \u201creference\u201d image by flickr user Sara S. used by permission. Precipitated by a recent request to review some proposals for new open-access journals, I spent some time gathering my own admittedly idiosyncratic thoughts on some of the\u2026","rel":"","context":"In "open access"","block_context":{"text":"open access","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/scholarly-communication\/open-access\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]},{"id":271,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2009\/08\/05\/new-paper-on-oa-in-plos-biology\/","url_meta":{"origin":2104,"position":1},"title":"New paper on OA in PLoS Biology","author":"Stuart Shieber","date":"Wednesday, August 5, 2009","format":false,"excerpt":"My paper on the \"open-access compact\" is now available from PLoS Biology and at my web site. An excerpt: Scholars write articles to be read\u2014the more access to their articles the better\u2014so one might think that the open-access approach to publishing, in which articles are freely available online to all\u2026","rel":"","context":"In "open access"","block_context":{"text":"open access","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/scholarly-communication\/open-access\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]},{"id":1284,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2012\/03\/30\/statement-before-the-house-science-committee\/","url_meta":{"origin":2104,"position":2},"title":"Statement before the House Science Committee","author":"Stuart Shieber","date":"Friday, March 30, 2012","format":false,"excerpt":"\u201cMajesty of Law\u201d Statue in front of the Rayburn House Office Building in Washington, D.C., photo by flickr user NCinDC, used by permission (CC-by-nd) Here is my written testimony filed in association with my appearance yesterday at the\u00a0hearing on \"Federally Funded Research: Examining Public Access and Scholarly Publication Interests\" before\u2026","rel":"","context":"In "open access"","block_context":{"text":"open access","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/scholarly-communication\/open-access\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]},{"id":22,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2009\/06\/08\/the-death-of-scholarly-journals\/","url_meta":{"origin":2104,"position":3},"title":"The death of scholarly journals?","author":"Stuart Shieber","date":"Monday, June 8, 2009","format":false,"excerpt":"One of the frequent worries I hear expressed about open-access policies such as the ones at Harvard is that they will lead to the death of journals (or of scholarly societies, or of peer review). When we first began addressing Harvard faculty on these issues, I heard this worry expressed\u2026","rel":"","context":"In "open access"","block_context":{"text":"open access","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/scholarly-communication\/open-access\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]},{"id":498,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2010\/07\/31\/will-open-access-publication-fees-grow-out-of-control\/","url_meta":{"origin":2104,"position":4},"title":"Will open-access publication fees grow out of control?","author":"Stuart Shieber","date":"Saturday, July 31, 2010","format":false,"excerpt":"I recently had a conversation with someone (I'll call him D) whose opinion I greatly respect, a staunch supporter of broadening access to the scholarly literature, who expressed a view I was quite surprised about. D is of the opinion that the publication fee business model for open access journals\u2026","rel":"","context":"In "open access"","block_context":{"text":"open access","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/scholarly-communication\/open-access\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]},{"id":1106,"url":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/2012\/01\/04\/switching-to-open-access-for-the-new-year\/","url_meta":{"origin":2104,"position":5},"title":"Switching to open access for the new year","author":"Stuart Shieber","date":"Wednesday, January 4, 2012","format":false,"excerpt":"\u201c...time to switch...\u201d A very old light switch (2008) by RayBanBro66 via flickr. Used by permission (CC by-nc-nd) The journal Research in Learning Technology has switched its approach from closed to open access as of New Year's 2012. Congratulations to the Association for Learning Technology (ALT) and its Central Executive\u2026","rel":"","context":"In "computational linguistics"","block_context":{"text":"computational linguistics","link":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/category\/linguistics\/computational-linguistics\/"},"img":{"alt_text":"","src":"","width":0,"height":0},"classes":[]}],"_links":{"self":[{"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/posts\/2104","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/users\/2110"}],"replies":[{"embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/comments?post=2104"}],"version-history":[{"count":16,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/posts\/2104\/revisions"}],"predecessor-version":[{"id":2122,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/posts\/2104\/revisions\/2122"}],"wp:attachment":[{"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/media?parent=2104"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/categories?post=2104"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/pamphlet\/wp-json\/wp\/v2\/tags?post=2104"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}