{"id":4588,"date":"2003-09-15T20:13:51","date_gmt":"2003-09-16T00:13:51","guid":{"rendered":"http:\/\/blogs.law.harvard.edu\/formerlyknownas\/2003\/09\/15\/new-nj-lawyer-rules-allow-mor"},"modified":"2011-08-05T15:00:39","modified_gmt":"2011-08-05T19:00:39","slug":"new-nj-lawyer-rules-allow-more-sex-less-candor-and-competence-than","status":"publish","type":"post","link":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/2003\/09\/15\/new-nj-lawyer-rules-allow-more-sex-less-candor-and-competence-than\/","title":{"rendered":"New NJ Lawyer Rules Allow More Sex, Less Candor and Competence Than the Model Rules"},"content":{"rendered":"<p><a name='a272'><\/a><\/p>\n<p><DIV><FONT face=\"Arial\">The New Jersey Supreme Court promulgated a number of new Rules of Professional Conduct for lawyers on September 10th, while refusing to adopt certain changes suggested by its own review commission and by the new ABA Model Rules.&nbsp; The full report can be found <A href=\"http:\/\/www.judiciary.state.nj.us\/notices\/reports\/admin-deter-rpcs.pdf\">here<\/A>.&nbsp; <\/FONT><\/DIV><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">As described in its Report, the primary actions of the New Jersey high court:<\/FONT><\/P><br \/>\n<BLOCKQUOTE><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">1. <U>Eliminated the &#8220;appearance of impropriety&#8221; language<\/U> from the Rules of Professional Conduct [RPC]; <\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">2. Generally made a municipal prosecutor&#8217;s disqualifications personal, and brought Rule 1:15-4 into conformity with that disposition; <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">3. <U>Rejected proposed RPC 1.8(j), which would have explicitly prohibited sexual relations between a lawyer and client<\/U> in the absence of a pre-existing consensual relationship. As noted under that RPC, the Court agreed with the State Bar Association that the proposal was too broad and that inappropriate sexual contact can be dealt with through existing rules, such as RPC 8.4; <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">4. Codified in RPC 1.11 the existing policy of the Office of the Attorney General that prohibits former government lawyers from serving certain clients for the six months immediately following the termination of the lawyer&#8217;s government service; <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">5. Amended RPC 3.3(a)(5), <I><U>Candor Toward the Tribunal<\/U><\/I>, in light of the concerns of the Bar and a significant minority of the Commission. The revised paragraph, which prohibits a lawyer from knowingly failing &#8220;to disclose to the tribunal a material fact knowing that the omission is reasonably certain to mislead the tribunal,&#8221; <U>includes language that excepts disclosures that are &#8220;protected by a recognized privilege&#8221; or are &#8220;otherwise prohibited by law<\/U>;&#8221; <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">6. <U>Declined to adopt the Commission&#8217;s proposal on multijurisdictional practice<\/U> (RPC 5.5). In lieu thereof, the Court approved the language proposed by the <I>Ad Hoc <\/I>Committee on Bar Admissions, which more narrowly tailored the expanded scope of the Rule. The Committee&#8217;s version appears in this Administrative Determination; <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">7. Modified RPC 7.2, <I><U>Advertising<\/U><\/I>, to include coverage of the &#8220;<U>internet or other electronic media<\/U>;&#8221; and <\/FONT><\/P><br \/>\n<P align=\"justify\"><FONT face=\"Arial\">8. Declined to adopt the Commission&#8217;s modifications of RPC 7.3&#8217;s regulation of <U>live solicitation<\/U> of prospective clients. <\/FONT><\/P><\/BLOCKQUOTE><br \/>\n<P dir=\"ltr\" align=\"left\"><FONT face=\"Arial\">Although I&#8217;m a little reluctant to agree with the New Jersey Bar Association on almost any topic (see below, and see yesterday&#8217;s <A href=\"http:\/\/blogs.law.harvard.edu\/ethicalesq\/2003\/09\/14#a269\">post<\/A> on the &#8220;bona fide office&#8221; rule), I think the NJ Supreme Court and the Association were right to&nbsp;oppose the ABA Model Rule&#8217;s total ban on sexual relations between lawyer and client, where none existed prior to representation,&nbsp;&nbsp; In a <A href=\"http:\/\/blogs.law.harvard.edu\/ethicalesq\/2003\/08\/03#a166\">posting<\/A>&nbsp;on&nbsp;August 3, 2003, we wrote that the Model Rule&#8217;s blanket prohibition went too far.&nbsp;&nbsp; We also suggested that New York had taken a preferable approach.&nbsp;&nbsp; <\/FONT><\/P><br \/>\n<P dir=\"ltr\" align=\"left\"><FONT face=\"Arial\">I am, however, uncomfortable with the Court&#8217;s adoption of a weaker obligation of Candor Toward the Tribunal in Rule 3.3(a)(5).&nbsp; The Rule had stated that a lawyer may not knowingly failing &#8220;to disclose to the tribunal a material fact knowing that the omission is reasonably certain to mislead the tribunal.&#8221;&nbsp;&nbsp;The new version&nbsp;includes language that excepts disclosures that are <U>&#8220;protected by a recognized privilege&#8221; or are &#8220;otherwise prohibited by law.<\/U>&#8221;&nbsp;&nbsp; In explaining its action, the Supreme Court stated:<\/FONT><\/P><FONT face=\"Arial\"><br \/>\n<BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">&#8220;The New Jersey State Bar Association recommended that the Court delete paragraph (a)(5) of the RPC &#8220;because the very nature of the rule makes compliance difficult.&#8221; &nbsp;In light of the concerns of the Bar and the significant divergence of opinion in the Commission, the Court has elected to amend paragraph (a)(5) to clarify its scope.&#8221;<\/FONT><\/P><\/BLOCKQUOTE><br \/>\n<P dir=\"ltr\" align=\"left\">It appears that a lawyer, despite being an &#8220;officer of the court,&#8221; no longer has to disclose a misleading&nbsp;<EM>material<\/EM> fact if it was learned within the attorney-client privilege.&nbsp; This pretty much dismantles the disclosure obligation.&nbsp;&nbsp;Is the need to bolster the attorney-client privilege more important than achieving justice?&nbsp;&nbsp; Is it necessary to assure that compliance by the attorney won&#8217;t be &#8220;difficult&#8221;?&nbsp;&nbsp; I&#8217;m&nbsp;not convinced.<\/P><br \/>\n<P dir=\"ltr\" align=\"left\">Finally, in reviewing the Report, I discovered that that New Jersey has a <STRONG>Competence Rule<\/STRONG> quite different than the Model Rule or the Model Code.&nbsp;&nbsp; I&#8217;ve added emphases to highlight the differences:<\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">The <A href=\"http:\/\/www2.law.cornell.edu\/cgi-bin\/foliocgi.exe\/abamodel02\/query=[jump!3A!27rule+1!2E1!27]\/doc\/&#123;@51&#125;?\">ABA Model&nbsp;Rule 1.1<\/A> Competence, states:&nbsp;<\/FONT><FONT face=\"Arial\">&nbsp;<\/FONT><\/P><br \/>\n<BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">A lawyer shall provide <U>competent representation<\/U> to a client. Competent representation requires the legal <U>knowledge, skill, thoroughness and preparation reasonably necessary<\/U> for the representation.<\/FONT><\/P><\/BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\"><A href=\"http:\/\/www2.law.cornell.edu\/cgi-bin\/foliocgi.exe\/pa-code\/query=[jump!3A!27rule+1!2E1!27]\/doc\/&#123;@43&#125;?\">Pennsylvania&#8217;s Rule 1.1&nbsp;<\/A>is even stronger, as it <U>deletes the word &#8220;reasonably&#8221;<\/U> from the Model Rule.<\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">Similarly, the <A href=\"http:\/\/www2.law.cornell.edu\/cgi-bin\/foliocgi.exe\/ny-code\/query=[jump!3A!276!2D101!27]\/doc\/&#123;@463&#125;?\">Model Code provision DR 6 101<\/A>, which is in effect in New York, states:&nbsp;<\/FONT><FONT face=\"Arial\">&nbsp;&nbsp;&nbsp; <\/FONT><\/P><br \/>\n<BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">Failing to Act C ompetently&nbsp;&nbsp;&nbsp; <\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">A lawyer shall not:<\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">1. Handle a legal matter which the lawyer knows or should know that he or she <U>is not competent to handle<\/U>, without associating with a lawyer who is competent to handle it.<\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">2. Handle a legal matter without <U>preparation adequate<\/U> in the circumstances.<\/FONT><\/P><br \/>\n<P><FONT face=\"Arial\">3. <U>Neglect a legal matter<\/U> entrusted to the lawyer.Relevant Ethics&nbsp;Opinion&nbsp;&nbsp; <\/FONT><\/P><\/BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">In contrast, here&#8217;s <A href=\"http:\/\/www2.law.cornell.edu\/cgi-bin\/foliocgi.exe\/nj-code\/query=[jump!3A!27rule+1!2E1!27]\/doc\/&#123;@5&#125;?\">New Jersey RPC 1.1<\/A> on Competence:&nbsp;&nbsp; <\/FONT><\/P><br \/>\n<BLOCKQUOTE><br \/>\n<BLOCKQUOTE><br \/>\n<BLOCKQUOTE><br \/>\n<BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">A lawyer shall not: <\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">(a) <U>Handle<\/U> or neglect a matter entrusted to the lawyer <U>in such manner that the lawyer&#8217;s conduct constitutes gross negligence<\/U>. <\/FONT><\/P><\/BLOCKQUOTE><\/BLOCKQUOTE><\/BLOCKQUOTE><\/BLOCKQUOTE><br \/>\n<P align=\"left\"><FONT face=\"Arial\">(b) <U>Exhibit a pattern of negligence<\/U> or neglect in the lawyer&#8217;s handling of legal matters generally. <\/FONT><\/P><br \/>\n<P align=\"left\"><FONT face=\"Arial\">According to last week&#8217;s Report, the NJ review Commission had recommended that no change be made to the existing RPC 1.1, &#8220;which carries forward the terms &#8216;gross negligence&#8217; and &#8216;pattern of negligence&#8217; to identify ethical deviations from professional conduct.&nbsp;&nbsp;Its Supreme Court agreed! &nbsp;Pity the poor NJ client whose lawyer is just really, really negligent.&nbsp; <\/FONT>It&#8217;s no wonder, the NJBA doesn&#8217;t want out-of-state lawyers dealing with New Jersey clients.&nbsp; They might get spoiled.<\/P><\/FONT><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The New Jersey Supreme Court promulgated a number of new Rules of Professional Conduct for lawyers on September 10th, while refusing to adopt certain changes suggested by its own review commission and by the new ABA Model Rules.&nbsp; The full report can be found here.&nbsp; As described in its Report, the primary actions of the [&hellip;]<\/p>\n","protected":false},"author":94,"featured_media":0,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"jetpack_post_was_ever_published":false,"_jetpack_newsletter_access":"","_jetpack_dont_email_post_to_subs":false,"_jetpack_newsletter_tier_id":0,"_jetpack_memberships_contains_paywalled_content":false,"_jetpack_memberships_contains_paid_content":false,"footnotes":"","jetpack_publicize_message":"","jetpack_publicize_feature_enabled":true,"jetpack_social_post_already_shared":false,"jetpack_social_options":{"image_generator_settings":{"template":"highway","default_image_id":0,"font":"","enabled":false},"version":2}},"categories":[2926],"tags":[],"class_list":["post-4588","post","type-post","status-publish","format-standard","hentry","category-pre-06-2006"],"jetpack_publicize_connections":[],"jetpack_featured_media_url":"","jetpack_sharing_enabled":true,"jetpack_shortlink":"https:\/\/wp.me\/p6kP1R-1c0","_links":{"self":[{"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/posts\/4588","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/users\/94"}],"replies":[{"embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/comments?post=4588"}],"version-history":[{"count":1,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/posts\/4588\/revisions"}],"predecessor-version":[{"id":14132,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/posts\/4588\/revisions\/14132"}],"wp:attachment":[{"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/media?parent=4588"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/categories?post=4588"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/archive.blogs.harvard.edu\/ethicalesq\/wp-json\/wp\/v2\/tags?post=4588"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}