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f/k/a archives . . . real opinions & real haiku

May 8, 2006

upl and the Ohio lawyers’ guild

Filed under: pre-06-2006 — David Giacalone @ 6:28 pm

Thanks to Blawg Review #56, which is hosted by Point of Law this week, I learned today that another bunch of Ohio lawyers [prior post] is “protecting” consumers by protecting themselves from competition. Walter Olson writes for BR#56:

“If you set out to devise a case that would bring unauthorized practice of law statutes into public disrepute, you could hardly have done better than the Cleveland bar, which is seeking to punish a nonlawyer for representing his own autistic son in IDEA (special-education) proceedings–even though the father and son prevailed in the proceedings, undercutting any consumer-protection line of argument. Prof. Ribstein isn’t impressed with the bar’s action (“I am beginning to wonder whether it’s worth preserving any piece of lawyers’ monopoly on legal representation”), and neither is the Berkeley, Calif. blogger who posts at Bookworm Room. [But see: Jonathan Wilson, “Is Lawyer Licensing Necessary? A Response to Professor Ribstein, ” May 8, 2006]

A similar case that is worth a look came out of Delaware, in 2000. In the Matter of Arons (Delware Supreme Court, 456 A.2d 867, 2000), cert. den. 121 Sup. Ct. 2215 (2001), the Delaware Supreme Court ruled that, by representing families of children with disabilities in due process hearings, Marilyn Arons and her partner, Ruth Watson, were engaged in the unauthorized practice of law (UPL). (related article) The local School Board had accused Arons of UPL — in a situation where the Board was being asked to pay the expenses of victorious parents, who had fought the Board over their children’s educational rights, with the help of Arons and Watson (and their Parent Information Center).

Public Citizen represented Arons in her unsuccessful petition for certiorari, which can be found here. One very important point was emphasized in Public Citizen’s cert petition — the experience and competence of the nonlawyers:

“[T]here is no question that non-lawyers like Ms. Arons and Ms.Watson are competent to advocate effectively on behalf of families with disabled children. To be effective, an advocate at an IDEA hearing must be familiar with the clinical aspects of the child’s condition (skills that lawyers ordinarily lack), as well as the rules governing the conduct of the hearing. [cite omitted] Non-lawyers with “special knowledge and training with respect to the problems of children with disabilities” are fully capable of presenting the parents’ case to the panel. Indeed, Ms.Arons and Ms. Watson obtained significant relief in each of the five cases at issue here, even though they were matched against members of the Delaware Bar.”

tiny check The same school district is involved in a case argued before the US Supreme Court last month (April 19, 2006), over whether Arons should be awarded fees for nonlawyer advice and advocacy in a disabilities case. See Murphy v. Arlington Central School District, 2nd Cir. 2005, and find a summary at

scales rich poor neg To learn more on the unauthorized practice of law (or its obverse: defining the practice of law), I’d suggest taking a look at our ethicalEsq UPL Page. The article Lawyer vs. NonLawyer,” by HALT’s Executive Director, Jim Turner, has a useful discussion on crafting a consumer-friendly defintion of the practice of law. (from Legal Times, Feb. 3, 2003, 2 pp, pdf.). And, HALT’s UPL page sets forth the principles endorsed by the consumer legal reform group for treating the unauthorized practice of law:

One of the most effective ways to increase consumer choice in legal services would be to abolish unauthorized practice statutes. As the simple and routine legal needs of millions of Americans continue to gounmet each year, it is critical that consumers be able to utilize independent paralegals and other nonlawyer resources.

At the core of HALT’s efforts to reform restrictions on unauthorized practice are three principles:

  1. The unauthorized practice of law means saying you are a lawyer when you are not;
  2. Innovative partnering between lawyers and nonlawyers is permissible with client consent after full disclosure of work and fee arrangements; and
  3. A client or customer complaint should be required before unauthorized practice of law proceedings can be initiated.

scales over

On the broad topic of professional licensing, there are many viewpoints. For example, see: Restrict Lawyers’ LicensesAuthored by attorney Ralph Warner, this Soap Box Column states that “A license to practice law is no guarantee of legal knowledge, skill or experience. Incompetent lawyers regularly mislead and defraud clients who rely on the promise of expertise that the lawyer label brings.” Warner concludes:

“When it comes to lawyers who sell personal legal services, a lawyer’s license should be limited to specific subject areas — for example, family law, criminal law, tax or probate. A separate exam should be given for each specialty. That way, an exam could test the skills and knowledge needed by a lawyer who wants to represent clients in a particular legal subject area.”

Protecting lawyers, not clients — In this article by George C. Leef (for the Cato Institute), the author argues that “The best means of delivering affordable legal services to the public with minimal risk of harm is through a competitive marketplace, backed up with remedies for fraud and incompetence. Professionals want to do competent work for their clients. Fear of failure and financial loss is a stronger deterrent to incompetent work than any licensing scheme” and concludes that Competition works as well in legal services as in other markets. But we’ll have to get rid of the UPL statutes to enjoy the benefits.”

The Objective of Professional Licensing — In “What is the Objective of Professional Licensing? Evidence from the US Market for Lawyers” (Nov 2004), Turin Univ. Professor Mario Pagliero finds that the objective of such regulation in the USA is explained by capture theory, rather than public interest theory, and that “licensing increases annual entry salaries by more than $20,000, ” with a total welfare loss of over $6 billion. (This link accesses an abstract, but the entire study is available with a free registration.)

Prof. Ribstein’s suggestion that no licensing might be a better alternative for clients seems rather extreme. For example, first moving to a disciplinary system that is not dominated by the legal profession seems more prudent [see our post “Should Lawyers Control Lawyer Discipline?,” as well as the post “UK Gets Improved Lawyer Discipline System] The analysis given byJonathan Wilson in support of continued licensing rings true:

“My defense of lawyer licensing is not a defense of the status quo with respect to the various bars.More accurately, though, lawyer licensing is necessary because legal services are precisely the kind of good for which the market is an inefficient method of regulation. . .

“Corporate buyers of legal services do, in fact, have little need of state licensing. The corporate legal marketplace, if left to its own devices, would, in the long run, produce an efficient price and tend to wean out poor producers of legal services.

“A second market, however, is the consumer market. Consumers are generally ill-equipped to evaluate their own legal needs and are generally unable to evaluate the merits of competing producers.Consumers cannot evaluate competing price proposals . . .

complaint billF

“The current state of lawyer licensing may be flawed, but it is better than the state of affairs that would exist if lawyering was utterly unlicensed.” . . .Nonetheless, as can be seen in materials on our Access/Self-Help/Pro Se Page, the f/k/a Gang believes that much more should be done to enable consumers to handle much of their legal problems on their own. In addition, so long as the consumer clearly understands that a particular service provider does not have a law degree, and general consumer protection laws against fraudulent, unfair, or deceptive practices are adequately enforced, consumers should be allowed to choose nonlawyer providers. Consumers who want a “real” lawyer should have the protection of well-crafted and implemented licensing regimes. Informed choice and oversight by consumer-oriented regulators (not by the local lawyers’ guild), should increase options and price competition.

p.s. Thanks to Carolyn Elefant, writing at Inside Opinions, I learned this evening that, making some rather lame excuses, the Cleveland Bar has dropped its UPL case against Brian and Susan Woods, the parents who had (successfully) represented their child. See Cleveland Plain Dealer, “Lawyers’ Group drops claim against parents,” May 5, 2006; and NYT, “Nonlawyer Father Wins His Suit Over Education, and the Bar Is Upset,” May 6, 2006.

tiny check A haiku break with Prof. Randy Brooks:

missing in action
she dusts off his guitar
returns it to the shelf

empty farm wagon
a cell phone
buzzing under the hay

lock out . . .
workers burn the editorials
to warm their hands

– from World Haiku Review, Vintage Haiku

gramma hoes the beans
a weed clings
to her nylon anklet

door left open . . .
there he goes
with his kite

………….. from School’s Out (Press Here, 1999)

will we see you at IP Grab?

Filed under: pre-06-2006 — David Giacalone @ 2:20 pm

Have you registered yet for IP Grab – The Struggle Between Intellectual Property

Rights & Antitrust?   The Conference, which takes place on June 21, 2006, at the

National Press Club, in Washington, D.C., is the Seventh Annual Conference of


Your Editor rarely travels outside of upstate New York, but tries to get to the AAI

annual conference each year (AAI’s president, Bert Foer, is a former boss and old

friend, and let me put together AAI’s online Guide to Antitrust Resources on the Web). 

I’m hoping that this posting will help bring some fellow webloggers of the IP variety

to the Confernce.

     tiny check  It would, for example, be great to meet the proprietors of

Patent Baristas, and many, many others.



Here are IP Grab Topics and Participants::

Is There an IP Grab?
Harry First, Director, Trade Regulation Program,

New York University School of Law


Where is the Antitrust Modernization Commission

Heading on IP?  Michael Carrier, Associate Professor,

Rutgers School of Law-Camden


IP and the Collapsing of Aftermarkets
Bruce Abramson, President, Gordian Solutions and

Senior Consultant, CRA International


A Government Perspective on IP and Antitrust
Deborah Majoras, Chair, Federal Trade Commission


The EC, IP and Competition Policy
European Commission Representative

There will also be Break-out sessions to choose from: on Patent Tying  (with

economist Phil Nelson and Barry Brucker, President, Independent Ink, Inc.);

Standard Setting (with Howard Morse, Attorney, Drinker Biddle; and Jonathan R

ubin, Senior Fellow, AAI); and Aftermarkets  (with Gregory Gundlach, Professor

of Marketing, University of North Florida, Bruce Abramson, President, Gordian

Solutions, and Joseph Farrell, Professor of Economics, UC, Berkeley)


In addition, the Luncheon topic is “Fair Fight in the Marketplace;

Herbert E. Milstein, of Cohen Milstein Hausfeld & Toll, will receive 

an award for antitrust scholarship, and the AAI Antitrust Achievement

Award will be presented to Senators Mike DeWine (R-OH) and Herb

Kohl (D-WI), by Hon. Jonathan Leibowitz, Commissioner, Federal Trade



So, check out the registration information and see you there, on June 21.


tiny check  If you’re interested in Aftermarkets, you should know that AAI

is having a Symposium, by invitation, The Future of Aftermarkets in

Systems Competition, on June 20, 2006, the day before the conference.

An AAI background memo states:  


fragile neg


Why are aftermarkets important for antitrust? The choice of “aftermarkets”

for AAI

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